HK Compliance Hub-books

Tag: ResponsibleOfficer

3 items with this tag.

  • Nov 15, 2025

    07 负责人员及持牌代表需通知事项

    • license
    • ResponsibleOfficer
  • Nov 12, 2025

    06 负责人员的申请要求及合规

    • ResponsibleOfficer
    • license
  • Nov 11, 2025

    08《证券及期货条例》中负责人员的规定

    • ResponsibleOfficer
    • license

最近发表

  • 04 香港证监会1号、4号、9号牌照申请详细指引

    May 26, 2026

  • Circular to licensed corporations Expected controls for account opening and maintaining relationships with clients

    May 22, 2026

  • Compliance Tools

    May 19, 2026

  • 中国金融机构分类

    May 14, 2026

  • 中国金融监管体系发展概述(2023-2025)

    May 14, 2026

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