HK Compliance Hub-books
Search
Search
Dark mode
Light mode
Explorer
Home
❯
01 HK
❯
Enforcement Actions
Folder: 01-HK/Enforcement-Actions
2 items under this folder.
Oct 30, 2025
20251030 Lessons from UBS AG’s HK$8 Million Fine for Misclassification of Professional Investors
SFC/enforcement
Oct 30, 2025
20251030 UBS AG因錯誤分類專業投資者遭證監會譴責及罰款800萬元的监管启示
SFC/enforcement